ARKAY HOUSE INC SECURITIES OFFERING REGULATED BY THE U.S. SECURITIES AND EXCHANGE COMMISSION (SEC) AND EXCEMPT OFFERING RULES.

This is a general solicitation — Rule 506(c) to offer and sell restricted securities to the general public and solely accredited investor as described below.

SEC.gov | General solicitation — Rule 506(c) or SEC.gov | Exempt Offerings

Rule 506(c) permits issuers to broadly solicit and generally advertise an offering, provided that:

  • all purchasers in the offering are accredited investors

  • the issuer takes reasonable steps to verify purchasers’ accredited investor status and

  • certain other conditions in Regulation D are satisfied

Purchasers in a Rule 506(c) offering receive “restricted securities.” A company is required to file a notice with the Commission on Form D within 15 days after the first sale of securities in the offering. Although the Securities Act provides a federal preemption from state registration and qualification under Rule 506(c), the states still have authority to require notice filings and collect state fees.

SEC.gov | Intrastate offerings

Section 3(a)(11) of the Securities Act is generally known as the “intrastate offering exemption.” This exemption seeks to facilitate the financing of local business operations. To qualify for the intrastate offering exemption.

SEC.gov | Private placements – Rule 506(b)

Section 4(a)(2) of the Securities Act exempts from registration transactions by an issuer not involving any public offering.

Rule 506(b) of Regulation D is considered a “safe harbor” under Section 4(a)(2). It provides objective standards that a company can rely on to meet the requirements of the Section 4(a)(2) exemption. Companies conducting an offering under Rule 506(b) can raise an unlimited amount of money and can sell securities to an unlimited number of accredited investors. An offering under Rule 506(b), however, is subject to the following requirements:

SEC.gov | General solicitation — Rule 506(c)

Rule 506(c) permits the use of general solicitation where all purchasers are accredited investors and the issuer takes reasonable steps to verify that the purchasers are accredited investors. Read More

SEC.gov | Filing a Form D notice

Form D is used to file a notice of an exempt offering of securities with the SEC. The federal securities laws require the notice to be filed by companies that have sold securities without registration under the Securities Act of 1933 in an offering made under Rule 504 or 506 of Regulation D or Section 4(a)(5) of the Securities Act.

SEC.gov | Regulation A

Regulation A is an exemption from registration for public offerings, although offerings made pursuant to this exemption share many characteristics with registered offerings. Read More

SEC.gov | Regulation Crowdfunding

Regulation Crowdfunding enables certain companies to offer and sell securities on an internet-based platform through an intermediary that is a registered broker-dealer or registered funding portal. Read More

If you are an accredited investor desiring to invest in Arkay House Inc please send us an e-mail invest@arkayhouse.com